Financial Services

The area of financial services can be complicated, however our lawyers have the understanding, skills and industry contacts to help you understand your options and manage your financial services business.

Experience and understanding

Whether you are intending to establish a financial services business or have an existing financial services business, we will take the time to listen to your story and develop tailored advice and options.

From financial advisory firms to operating managed investment schemes, we have the experience to help get your idea off the ground and manage ongoing compliance, license applications and variations – and ultimately develop a ‘pathway’ for the future development of the business from a regulatory perspective.

We’re Ready To Help

We can assist businesses operating, or intending to operate, in the financial services sector in areas including:

• Australian financial services licence (AFSL) applications

• authorised representative arrangements

• ongoing regulatory compliance

• AFSL variations

• ASIC relief applications and class orders

• managed fund establishment (either registered or unregistered)

• investment manager arrangements